INVESTOR PRIVACY NOTICE:

As an organization that collects, uses and discloses personal information, Pierre Dauth Financial Services Inc is subject to the Federal Personal Information Protection and Electronic Document Act (or by similar laws in the provinces of Ontario, Alberta, British Columbia and Quebec), effective January 1st, 2004. In complying with these laws, it is important that Pierre Dauth Financial Services Inc provides you with information so that you may fully understand the purposes for which your personal information is collected.

Over the course of your relationship with Pierre Dauth Financial Services Inc, personal information will be collected in order to administer your mutual fund account. This information typically includes your financial information and investment objectives, in addition to your current investments, banking information and your social insurance number. This information allows for but is not limited to the buying and selling of mutual funds on your behalf, in addition to providing with you reporting and the administration of your account in a compliant and regulatory manner.

At times, Pierre Dauth Financial Services Inc may be required to provide this information to mutual fund companies, in which you invest, self-regulatory organizations, securities regulators, law enforcement agencies and to companies that perform services on our behalf. These organizations are bound and must comply with the same federal/provincial privacy act(s). Pierre Dauth Financial Services Inc do not disclose your information to any other organization(s) to use for their own purposes and in particular will never sell or trade your personal information.

The purposes for which we collect, use and disclose your personal information are central to our being able to provide you with our services. Should you have objections to the collection and disclosure of your personal information, as listed in the foregoing; Pierre Dauth Financial Services Inc will no longer be in a position to provide you with these services. Therefore by maintaining your account with Pierre Dauth Financial Services Inc we will consider that you have consented to our collecting, using and disclosing your personal information.

Pierre Dauth Financial Services Inc is acting as Mutual Fund with Investia Financial Services Inc., a Mutual Fund Dealer. Pierre Dauth Financial Services Inc may also be licensed to sell other products and, therefore may wish to provide you with advice and services in that other capacity. Should they do so, Pierre Dauth Financial Services Inc will communicate with you directly regarding any additional use or disclosure of your personal information.

If you wish to review or make changes to your personal information you may do so by making a written request to Privacy Officer, Investia Financial Services Inc., 300-6700 Blvd. Pierre-Bertrand, Quebec, QC G2J 0B4; phone: 1-888-684-5548 or by contacting Pierre Dauth Financial Services Inc.

Should you have any questions or concerns regarding the use of your personal information we encourage you to speak with us. Alternatively, you may contact the designated Privacy Officer for Pierre Dauth Financial Services Inc, 645 Edwards Street, Box 603, Rockland, Ontario K4K 1K6.

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Mutual funds provided through Investia Financial Services Inc.
All services and planning provided by Pierrre Dauth Financial Services unless noted otherwise.